Reportable Situations: Refresher and Practical Obligations

About this session

Presenter: Philip Hopley, Partner A refresher session on what a reportable situation is, what a representative and licensee’s legal obligations are and the expectations of first-line business teams. Learning Objectives Recognise and assess what constitutes a reportable situation in the context of insurance-related financial services. Identify the steps to identify, investigate and report a reportable situation. Understand what risk and compliance uplifts are expected to occur for incidents and reportable situations. Be aware of the different reporting and legal obligations that AFS licensees and their representatives have. Registrations: https://events.teams.microsoft.com/event/ba425108-e6fa-4d66-a8fa-974b2daeba75@6d96f8f2-00e8-4ea1-9ba7-fd86f83ec1b3